Nick Reiner may face death penalty.

Rob Reiner‘s son could face death for his parents’ murder or spend the rest of his life behind bars The L.A. County District Attorney today announced Nick Reiner will be charged with two counts of first degree murder for the …

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SEC charges Marcum LLP with quality control failures and audit standard violations in SPAC clients since 2020, resulting in a $10 million penalty.

by Dismal-Jellyfish Source: https://www.sec.gov/litigation/admin/2023/34-97773.pdf TLDRS: In 2020/2021 there were 860 SPAC IPOs. Over 400 of these audited by Marcum. The SEC has charged audit firm Marcum LLP with significant quality control failures and audit standard violations in audits of hundreds of …

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Barclays offered and sold $17.7 billion in securities, SEC requests an extension.

by Dismal-Jellyfish https://www.sec.gov/litigation/admin/2023/34-97632.pdf Source: https://www.sec.gov/litigation/admin/2023/34-97632.pdf In the Order, the Commission found that BBPLC failed to put into place any internal control around the real-time tracking of securities being offered or sold off of its Commission-registered shelf registration statements. As a result of …

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