SEC Charges 11 Wall Street Firms with Widespread Recordkeeping Failures and agreed to pay combined penalties of $289 million. Wedbush Securities, Houlihan Lokey, SMBC Nikko, SG Americas, Moelis, Wells Fargo, Mizuho, BMO, BNP Paribas

by Dismal-Jellyfish SEC Order – Wedbush Securities Inc SEC Order – Houlihan Lokey Capital Inc. SEC Order – SMBC Nikko Securities America Inc. SEC Order – SG Americas Securities LLC Moelis & Company LLC Wells Fargo Securities LLC, Wells Fargo …

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Every time something happens to Hunter Biden, President Trump gets new charges added to his record.

by 2201992 https://www.newsweek.com/trumps-new-charges-mar-lago-documents-case-explained-1815884 America has never had two simultaneous incidents of a sitting President arresting his political opponent during a election season, while simultaneously being under bribery investigations for foreign interference. This is as close to Civil War that the …

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IRS whistleblowers reveal Justice Department hindered Hunter Biden probe by blocking charges, search warrants, and interviews…

IRS whistleblower Joseph Ziegler told CNN's Jake Tapper that the Justice Department hindered the Hunter Biden probe by blocking felony charges, search warrants, and interviews with the Biden family. Another IRS whistleblower, Gary Shapley, also testified about the Justice… pic.twitter.com/qYCDaSlPp3 …

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SEC charges Marcum LLP with quality control failures and audit standard violations in SPAC clients since 2020, resulting in a $10 million penalty.

by Dismal-Jellyfish Source: https://www.sec.gov/litigation/admin/2023/34-97773.pdf TLDRS: In 2020/2021 there were 860 SPAC IPOs. Over 400 of these audited by Marcum. The SEC has charged audit firm Marcum LLP with significant quality control failures and audit standard violations in audits of hundreds of …

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Why did Durham not purse charges?

John Durham: "Our findings were sobering. Anybody who actually reads the report would find that the problems identified in the report are not susceptible to overnight fixes. What is required is accountability!" pic.twitter.com/h2Xybjri1w — Citizen Free Press (@CitizenFreePres) June 21, …

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SEC Charges Investment Adviser and Principal in Abusive Naked Short Selling Scheme.

by Dismal-Jellyfish SEC Complaint https://www.sec.gov/files/litigation/complaints/2023/comp-pr2023-107.pdf Press Release: The Securities and Exchange Commission today charged investment adviser Sabby Management LLC and its managing partner, Hal D. Mintz, with fraud in connection with a long running scheme involving misrepresentations and violations of …

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Trump faces a maximum 75-year prison sentence if convicted on all seven charges…. Rep. Gaetz: “This…indictment…reflects the most severe election interference on the part of the federal government that we have EVER seen!

via NYPOST: The federal indictment lodged against former president Donald Trump includes seven charges that carry a maximum 75-year prison sentence if convicted on all counts. The charges against Trump include: willfully retaining the national defense documents, conspiring to obstruct …

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