mellon Archives - Citizen Watch Report

FINRA fines Pershing LLC (Bank of NY Mellon) only $175,000 for failing to report millions of fractional share trades over 26 years.

August 9, 2024 9:56 am

FINRA charged Pershing LLC, a subsidiary of Bank of New York Mellon, for failing to report millions of fractional share trades from June 1997 to June 2023. Pershing agreed to pay a fine of $175,000 as part of the settlement. The violations included failing to report trades and not maintaining a proper supervisory system for these trades. …

Whatever is coming… It involves Bank of NY Mellon

July 18, 2024 12:11 pm

Whatever is coming… It involves Bank of NY Mellon pic.twitter.com/j0bwTTwCnb — M.B. (@741trey) July 17, 2024 2/ BNY Mellon Capital Markets is a broker-dealer registered with the SEC and FINRA, and is a wholly owned subsidiary of another wholly owned subsidiary of the Bank of BNY Mellon, a/k/a "BNY Mellon".June 30, 2023 BNY Mellon Capital …

Pro-Palestine protests target Bank of New York Mellon, Barclays in UK.

May 2, 2024 9:12 am

#BREAKING 🇺🇸| Pro-Palestine protests at US universities extend to UK Bank of #NewYork Mellon and Barclays offices in #England.#palestine pic.twitter.com/5tJAERWUiB — South Today (@SouthToday5) May 2, 2024

Federal Reserve Alert! Fed Releases Public sections of July 2023 Resolution Plans aka “Living Wills” for: Bank of America, Bank of New York Mellon Corp, Citigroup, Credit Suisse, Goldman Sachs, JPMorgan Chase, Morgan Stanley, State Street Corp, and Wells Fargo & Co.

July 13, 2023 10:00 pm

by Dismal-Jellyfish Bank of America (PDF) Bank of New York Mellon Corp (PDF) Citigroup (PDF) Credit Suisse (PDF)***** Goldman Sachs (PDF) JPMorgan Chase (PDF) Morgan Stanley (PDF) State Street Corp (PDF) Wells Fargo & Co (PDF) ***** Credit Suisse submitted this plan pursuant to a deficiency identified in the firm’s December 17, 2021, resolution plan …